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action Added Stats 1968 agent agreement amended Amended Stats application association authorized benefit broker broker-dealer CA2d Cal Jur 3d Cal Rptr California certificate Chapter charged Code Collateral References commissioner consent consideration constituting contract copy Corp Corporate Securities Act Corporate Securities Law court defendant determine directors distribution division effect escrow evidence exchange exempt existence fact filed foreign Former franchise hearing interest investment issuance issued issuer liability licensed limited means meeting Nonprofit notes notice offer operative January organization paid partnership payment permit person plaintiff powers Prior Law proceedings prosecution provisions purchase pursuant qualification received records registration repealed reports Review rule Secretary Section Securities Regulations sell shareholders shares sold statement statute subd subdivision thereof tion transaction transfer trust unless violation voting written